SSiemens AG resolved FCPA charges with the Department of Justice, the Munich Public Prosecutor’s Office and the SEC with multiple guilty pleas and the payment of $1.6 billion in fines, penalties and disgorgement of profits, including $800 million to U.S. …

The Siemens FCPA Case: A Record Settlement And A Warning To All Read More »

The Bernard Madoff $50 billion scheme is, according to the SEC, unprecedented in size and duration. Perhaps what makes it all the more unbelievable is that it Mr. Madoff has for decades been a key Wall Street player, well known …

Questions About The SEC And A Warning For Investors Read More »