Year: 2008

The SEC and DOJ concluded three FCPA cases it had previously filed against three former executives of ITXC Corporation. These cases are consistent with the focus on individuals in FCPA cases by the SEC and DOJ. ITXC is a publicly …

A Continued Focus On Individuals In FCPA Cases Read More »

Financial fraud is a traditional SEC enforcement area. Last year was no exception. The Commission brought cases focused on earnings management, revenue recognition and the misuse of reserves. One recent study of SEC financial fraud cases suggested that post-SOX the …

Part XI: SEC Enforcement Trends And Priorities, 2008 Read More »