Year: 2008

The SEC filing another insider trading case based on a private investment in public equity offering or a “PIPE” offering. This high profile case named as a defendant Mark Cuban, owner of the Dallas Mavericks, HDNet, Landmark Theaters and a …

A High Profile Insider Trading Case Based On A PIPE Offering Read More »

A ruling in a financial fraud case last week should serve as a reminder of the care which must be taken in bringing SEC enforcement actions. Last week, the District Court in SEC v. Goldsworthy, Civil Action No. 06-cv-10012 (D. …

Lessons From A Loss In A Financial Fraud Case Read More »