The question of self-reporting begins with the legal obligations and compulsions, as discussed in the initial segment of this series. A key component of the decision however, is the question of cooperation and cooperation credit. The self-reporting business organization faces …

Part II: Self-Reporting and Cooperation: Key Issues Read More »

New York Attorney General Andrew Cuomo and the NASAA multi-state ARS Task Force announced the resolution of another investigation in the auction rates securities market. This settlement is with Wachovia Capital Markets. The agreement announced Friday, following the template of …

Another Settlement In The Auction Rate Securities Market Read More »