Month: August 2008

On Thursday, the multi-state ARS Task Force announced three additional settlements in the auction rate securities market. The SEC, a participant in one of those settlements, also announced the conclusion of its 2004 financial fraud enforcement action involving the Fleming …

THREE NEW ARS SETTLEMENTS; THE CONCLUSION OF A FINANCIAL FRAUD CASE Read More »

This week the SEC had a significant courtroom win in the jury trial of a financial fraud case, but another serious loss in its PIPE/hedge fund cases. Another settlement was announced in the auction rate securities probe, following the template …

This Week In Securities Litigation (August 22, 2008) Read More »