An analysis of the question of self-reporting begins with the legal obligation to take this step. In some instances, there is a clear legal obligation. In others, there may, in practical terms, be an obligation to report. And, in still …

Part I: Self-Reporting And Cooperation: Key Issues Read More »

Injunctions are extraordinary remedies, invoking the equitable power of the courts to prevent future violations of the law in SEC cases. The Commission, at times, uses them to halt claimed fraudulent conduct. In its recent campaign against insider trading for …

SEC Injunctions: When Is This Extraordinary Remedy Necessary? Read More »