Month: April 2008

Last year the SEC Enforcement Division brought a record number of cases: • 1776 investigations; • 262 civil actions; and • 394 administrative proceedings. In these cases the Division obtained $520,000,000 in disgorgement and penalties. The statistics suggest that the …

Part I: SEC Enforcement Trends and Priorities, 2008 Read More »

Today, we begin a new occasional series titled SEC Enforcement Trends and Priorities 2008. Last year, the Enforcement Division brought a record number of cases. This is the first time in years that the number of cases has increased. Among …

A New Series: SEC Enforcement Trends and Priorities – 2008 Read More »