Month: April 2008

The Campaign Against Insider Trading Continues

The SEC’s campaign against insider trading continued this week, extending trends from last year. Two cases filed this week based on trading in advance of take-over announcements involved, respectively, a father and son and a corporate director and an attorney

Part IX: SEC Enforcement Trends And Priorities, 2008 – The FCPA (cont)

Recent enforcement cases in this area have focused on industry-wide investigations, individuals and those deriving from pre-merger due diligence. Perhaps the most significant industry-wide actions are based on the U.N. Oil for Food Program (“OFFP”). A report on that program