Month: March 2008

The SEC has reportedly been conducting inspections and taking surveys as part of its market surveillance efforts. U.K. regulators are taking a different approach, however: cold calls and new regulations requiring tape recordings and record keeping for electronic communications. The …

Market Monitoring and The War On Insider Trading: UK Style Read More »

Stoneridge is clearly a pro-business decision. While the Supreme Court did not render the blockbuster decision many anticipated by dramatically reinterpreting the contours of key anti-fraud Section 10(b), the Court clearly delimited the contours of private damage actions. Under the …

Stoneridge: More Pro-Business Than It Appears Read More »