Two hallmarks of the new FCPA enforcement priority is industry wide investigations and a focus on individuals. In the past the focus tended to be on individual business organizations. Now however both the SEC and DOJ have broadened their focus …
Month: March 2008
This Week in Securities Litigation (March 7-13, 2008): Insider Trading, The End of A Controversial Hedge Fund Survey and the Sub-Prime Crisis
Insider trading – An international merger Based on trading in advance of Eurex Frankfurt A.G.’s $2.8 billion cash merger with International Securities Exchange Holdings, Inc. (“ISE”), the SEC and the Department of Justice brought, respectively, civil and criminal insider trading …