Year: 2007

The next several segments of our series on SEC enforcement trends will examine significant cases in key areas from 2006.  Specifically, we will analyze cases concerning: ·        Backdated Options ·        Hedge Funds ·        Insider Trading ·        Financial Fraud ·        FCPA …

Series: SEC Enforcement Program 2007, Projecting Trends and Key Issues (Part IV) Read More »

Since the Senate held hearings in September 2006 on “Illegal Insider Trading: How Widespread is the Problem and is there Adequate Criminal Enforcement?” federal regulators and prosecutors seem to have been re-energized in their hunt for those who seek to …

A New Series of Corporate Scandals? Insider Trading Plus Options Read More »