Year: 2007

The Supreme Court reversed and remanded the case to the lower court.  Dura Pharmaceuticals, Inc., v. Broude, 544 U.S. 356 (2005).  In a straightforward opinion the Court held that in order to bring and prove a cause of action for …

LIABILITY IN SECURITIES FRAUD ACTIONS: Part XVIII: The Dura Opinion Read More »

Last week, the SEC continued its focus on insider trading, while two high profile criminal cases moved forward.  This year, the Commission has filed a number of significant insider trading cases involving Wall Street professionals, corporate officers, and spouses and …

The Week in Review (September 3 to 14, 2007): Insider trading and high profile criminal cases Read More »