Year: 2007

Today, the U.S. Chamber of Congress issued its Report and Recommendations from its independent, bipartisan Commission on the Regulation of U.S. Capital Markets in the 21st Century. (full report and executive summary available at http://www.uschamber.com/publications/reports/0703capmarketscomm.htm) Citing the erosion of the …

U.S. Chamber of Congress’ Commission on the Regulation of U.S. Capital Markets Provides Recommendations Read More »

SEC Enforcement Trends:  Hedge Funds   This year and continuing into the future we should see continued efforts to regulate hedge funds through enforcement actions.  Recently the regulatory spotlight has been on hedge funds.  The reason for the increased focus …

Series: SEC Enforcement Program 2007, Projecting Trends and Key Issues (Part VI) Read More »