Year: 2007

The SEC closed out the government fiscal year by continuing its emphasis on insider trading cases. On Friday, the SEC filed two additional insider trading cases. In SEC v. McKay, Civil Action No. 5:07-CV-00378-H (E.D.N.C. Filed Sept. 28, 2007), the …

SEC Continues To Emphasize Insider Trading Read More »

This week the SEC continued its renewed emphasis on insider trading cases by filing four new actions. In SEC v. Keeney, Case No. 1:07CV0103 (D.C.C.), a former consultant to Frederick’s of Hollywood, Inc, a privately held company, was charged with …

The Week In Review (September 24-28, 2007): Key Trends Regarding Insider Trading and FCPA Continue Read More »