Year: 2007

Last week, the SEC continued its focus on insider trading, while two high profile criminal cases moved forward.  This year, the Commission has filed a number of significant insider trading cases involving Wall Street professionals, corporate officers, and spouses and …

The Week in Review (September 3 to 14, 2007): Insider trading and high profile criminal cases Read More »

The themes of Dura Pharmaceuticals, Inc., v. Broude, 544 U.S. 356 (2005), like those in Tellabs, Inc. v. Makor Issues & Rights, Ltd., 127 S.Ct. 2499 (2007) discussed earlier (here, here, here and here), will resonate in the arguments before …

LIABILITY IN SECURITIES FRAUD ACTIONS: Part XVII: The Decision in Dura Read More »