Yesterday, the SEC announced that a jury found former CFO, John J. Todd, and the former controller, Robert D. Manza, of Gateway Inc., liable on all charges for violating the antifraud, false statements to accountants, and recordkeeping provisions of the …

“DDS program” – The Key to Liability or Lack of Liability Read More »

The SEC filed a third action in recent months involving the fraudulent practice of online account intrusion.  On March 6, the SEC obtained an order freezing $3 million in a Latvian-based bank’s U.S. trading account allegedly being used to conduct …

SEC Continues to Target Account Intrusions Read More »