Month: November 2007

Some of the most noteworthy insider trading cases brought by the SEC this year are based on allegations of trading on information about mergers prior to the public announcement. TXU, New Corp/Dow Jones and Petco garnered headlines as the SEC …

THE RENEWED CAMPAIGN ON INSIDER TRADING: Part III: Trading on M&A Information Read More »

European Office for the SEC Two key focal points of the SEC converged last week: the internationalization of the markets and insider trading. Chairman Cox has taken a number initiatives on the international front, such as moving forward with the …

The Week In Review (November 2–8, 2007): Internationalization and Insider Trading Read More »