Month: October 2007

The SEC is clearly telling the markets that it will come down hard on insider trading. After years of huge financial fraud cases, where the subject of insider trading seemed to fade in the background, this last year has seen …

The New Insider Trading Cases and Warnings to the Market: Effective Enforcement? Read More »

Stoneridge – On Tuesday, what has been billed by many as the most important securities case to be decided in years was argued before the Supreme Court, Stoneridge Investment Partners v. Scientific-America, Inc.  To be sure, Stoneridge has the potential …

The Week In Review (October 5 -11, 2007): A Potential Landmark Supreme Court Case, Insider Trading and Backdated Options Read More »