Year: 2006

On August 2, 2006, ALJ Robert Mahony dismissed aiding and abetting charges against Paul Flynn, a former executive at CIBC, for allegedly assisting Security Trust, Samaritan Asset Management, and Canary Capital Partners in a scheme of late trading and market …

Flynn Finally Vindicated of Late Trading/Market Timing Charges Read More »

The Martha Stewart insider trading saga finally ended on August 7. According to the SEC’s release, Ms. Stewart entered into a consent degree pursuant to which she is enjoined from future violations of the antifraud provisions, ordered to disgorge the …

Stewart Consent Decree Leaves Key Insider Trading Questions in Flux Read More »