Wednesday the SEC filed a settled civil injunctive action alleging insider trading, selling of unregistered securities, and failure to supervise in connection with CompuDyne Corporation’s sale of a Private Investment in Public Equity (“PIPE”) against Northern Virginia investment banker Friedman, …
Year: 2006
Stock Option Manipulation – Role of Independent Directors in Question
Outside directors are suppose to be the watchdogs of shareholders by bringing an objective and detached view to the board room and providing a check on management. Yet, a new study in what seems to be an ever-expanding series on …
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