Year: 2006

On Friday August 18, the SEC announced that on August 7, the US Attorney for the District of Massachusetts charged a hedge fund advisor with thirteen counts of mail and wire fraud for his actions as the managing partner of …

Why the Hedge Fund Stretch? Read More »

It has become increasing popular to complain that SOX expanded the liability of corporate directors and federalized portions of what was previously state law. ┬áIn a recent speech SEC Commissioner Roel C. Campos disputed this point in comments that should …

SOX Does Not Expand Liability for Directors Read More »