In the most recent case imposing sanctions for failing to produce e-mail,  Morgan Stanley agreed to the entry of a consent decree which imposed a $15 million fine on the firm for failing to produce responsive e-mails in the SEC’s …

$15 million penalty imposed resulting from failure to produce e-mails Read More »

Henry C. Yuen, the former chairman and chief executive officer of Gemstar-TV Guide International was ordered after a three week trial to pay over $22 million in disgorgement and penalties by the court. The SEC’s action claimed that Yuen knew …

Former GemStar CEO ordered to pay over $22 mil. after trial Read More »