In a speech on October 30, 2006 Enforcement Chief Linda Thomson reviewed the current status of the expanding option scandal, noting that the good news is that accounting and regulatory changes have probably caused the death knell of the practices. …

New Study May Cause Option Probes to Expand Read More »

In U.S. v. Stringer, 408 F. Supp. 2d 1083 (D. Or. 2006) the court dismissed a criminal indictment for prosecutorial misconduct which violated the constitutional rights of the defendants. The case stems from an SEC and DOJ investigation in which …

Is Stringer Really Business As Usual for the SEC? Read More »