On March 20, 2006, the Second Circuit held unanimously that the trial judge’s instructions to the jury were deficient and that Frank Quattrone, former Credit Suisse First Boston LLC banker, did not receive a fair trial on charges that he …

Quattrone Obstruction Conviction Reversed By Second Circuit Read More »

The U.S. Chamber of Commerce issued a report on the enforcement efforts of the SEC. The report contains fifteen recommendations, some of which tie back to the report of the Wells Commission. Among the recommendations is one that states the …

Chamber of Commerce Issues Report on SEC Enforcement Efforts Read More »