Yesterday, the SEC settled one of its leading “pillow talk” insider trading cases, SEC v. Rockledge, Civil Action No. 05-10074 (D. Mass. Filed Jan. 12, 2005). In this case, the SEC’s complaint alleged that Scott M. Rockledge, Chairman and CEO …
Yesterday, the SEC settled one of its leading “pillow talk” insider trading cases, SEC v. Rockledge, Civil Action No. 05-10074 (D. Mass. Filed Jan. 12, 2005). In this case, the SEC’s complaint alleged that Scott M. Rockledge, Chairman and CEO …
This week, one on-going scandal continued, while another expanded. The seemingly endless options backdating scandal continued. For months, the SEC has reportedly had over 140 companies and untold numbers of individuals under scrutiny from for options back dating practices. While …