Year: 2011

The SEC concluded settlements with four of nine defendants in an on-going insider trading case centered on a market professional tipping others with material non-public information he misappropriated from his wife. SEC v. Devlin, Case No. 20831 (S.D.N.Y. Filed Dec …

SEC SETTLES WITH FOUR OF NINE IN INSIDER TRADING CASE Read More »

This is the seventh in a series of articles that will be published periodically analyzing the direction of SEC enforcement. The SEC has been conducting dozens of investigations related to the market crisis since it began to unfold. While significant …

SEC ENFORCEMENT TRENDS 2011: SIGNIFICANT MARKET CRISIS CASES Read More »