Year: 2011

A billion dollar financial fraud, an admission by the former chairman and the seizure of the company by the government followed by criminal charges against the senior officers and auditors forms the backdrop of the SEC’s latest financial fraud case. …

RIDING A TIGER: A BILLION DOLLAR FINANCIAL FRAUD CASE Read More »

The relationship between capital formation, effective regulation and how this is being thwarted by certain foreign issuers were the subjects of SEC Commissioner Luis Aguilar’s remarks to the Council of Institutional Investors at their Spring Meeting on April 4, 2011 …

COMMISSIONER AGUILAR ON CAPITAL FORMATION AND REGULATION Read More »