Year: 2010

THIS WEEK IN SECURITIES LITIGATION (August 27, 2010)

The Commission adopted its controversial “proxy access” rules this week by what is becoming the standard 3-2 vote. SEC enforcement brought an insider trading case against two residents of Spain just days after the announcement of the take over bid

INSIDER TRADING AND SUSPICIOUS TRADING, NOT THE SAME

Investigating insider trading is difficult. Proving it is even more difficult. Frequently, the trading is “suspicious” because of its timing, magnitude, or for a variety of other reasons. Market watchers such as FINRA use this term to classify trading that

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