Year: 2009

AN AGGRESSIVE INSIDER TRADING CASE

In its campaign against insider trading, the SEC has been very aggressive. Yesterday, the Commission continued this trend, filing an action against two French citizens residing in Belgium, Nicolas Condroyer and Giles Roger. SEC v. Condroyer, Case No. 1:09-cv-3600 (N.D.

EVERYONE IS WRITING TO SANTA – EVEN THE SEC

Everyone writes to Santa Claus this time of year. Just check out the classic film Miracle on 34th Street. A recent request under the Freedom of Information Act turned up a little known writer to the jolly man, reproduced below.

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