Year: 2009

THIS WEEK IN SECURITIES LITIGATION (July 24, 2009)

Regulatory reform remained a key topic on Capitol Hill this week, with SEC Chairman Mary Schapiro appearing before Senate and House Committees to discuss the Administration’s financial regulatory reform proposals. SEC enforcement suffered a high profile loss in the Mark

PUSHING THE EDGES OF INSIDER TRADING: CUBAN AND DOROZHKO

The SEC seems to be pushing the limits of insider trading theory. Last week, the Commission lost the Cuban insider trading case, as discussed here. There, the SEC tried to bring an insider trading case based on the misappropriation theory

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