Since antifraud Section 10(b) is the weapon of choice in many securities class actions, a key question is the reach of the statute – just who can be held liable under Section 10(b) and Rule 10b-5? The Supreme Court’s decision …

Part II: Securities Class Actions: Current And Emerging Trends Read More »

Last week, the Commission filed a settled administrative proceeding based on alleged violations of the FCPA. It named Faro Technologies, Inc. as a Respondent. In the Matter of Faro Technologies, Inc., Adm. File No. 3-13059 (June 5, 2008). One more …

Another SEC FCPA Case – And A Strong Message For Issuers Read More »