Year: 2008

Today, we begin a new occasional series titled SEC Enforcement Trends and Priorities 2008. Last year, the Enforcement Division brought a record number of cases. This is the first time in years that the number of cases has increased. Among …

A New Series: SEC Enforcement Trends and Priorities – 2008 Read More »

The SEC filed two financial fraud cases yesterday. Both are based on activity that is alleged to have occurred years ago. Both raise questions about effective law enforcement. The first, SEC v. Milne, Civil Action No. 3:08-CV-505 (D. Conn. April …

The SEC Files Two Financial Fraud Cases Based on Years Old Conduct Read More »