Year: 2008

This Week In Securities Litigation (September 5, 2008)

This week, the Department of Justice and the SEC continued their renewed emphasis on FCPA enforcement. In addition, two brokers were charged with fraud in connection with the sale of auction rate securities by the SEC and DOJ. Finally, in

SEC/DOJ Continue To Focus On The FCPA; Another ARS Case

FCPA Enforcement: DOJ and the SEC continued their focus on FCPA enforcement, bringing actions against the Albert Jackson Stanley, the former CEO of Kellogg, Brown & Root, Inc., now a subsidiary of Halliburton Company, for bribery and books and records