Year: 2007

Series: SEC Enforcement Program 2007, Projecting Trends and Key Issues (Part I)

Today we begin a series of posts reviewing 2007 SEC Enforcement trends. will periodically post this series over the next several weeks.  It will analyze the following key points: 1) An overview of the enforcement program; 2) New enforcement

Parallel Proceedings Revisited in Brocade: A Question of Fairness

The SEC and DOJ have long coordinated when appropriate because parallel proceedings can maximize resources.  As former SEC Chairman Harvey Pitt noted:  “The SEC has had, and continues to have, a close relationship with its fellow law enforcement agencies.  Indeed,