Year: 2007

The Week In Review (December 7-13, 2007): Cooperation, Insider Trading and Option Backdating – Perhaps The Start of New, Significant Trends

Last week, securities enforcement by the SEC and DOJ struck familiar themes – insider trading and option backdating. The impact of last week may, however, have significant, lasting implications. One key issue from last week is the question of cooperation

Naseem and Nacchio: The Beginning of One Era and the End of Another

Insider trading continues to be the flavor of the day, as both the SEC and DOJ continue to focus on the issue along with regulators around the globe. Two high profile securities fraud cases currently moving forward may represent the