Year: 2007

The Week In Review (November 16-22, 2007): Insider Trading Here and Abroad and Backdated Options

Insider trading and backdated options dominated securities enforcement again this week, continuing the trends which have been going on for weeks. Insider Trading Insider trading investigations and enforcement continued to preoccupy securities regulators both here and abroad. A key defendant

THE RENEWED CAMPAIGN ON INSIDER TRADING: Part V: The Family That Trades Together

A variation of the pillow talk cases is the family trading ring. These cases involve various family members coming together in a new family activity: insider trading. SEC v. Aragon Capital Management, Case No. 1: 07-cv-00919-FM (S.D.N.Y. Feb 13, 2007)

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