Year: 2006

The change in Congressional leadership may have an immediate and significant impact on the SEC and the securities laws. Rep. Barney Frank (D-MA) is scheduled to become Chairman of the House Financial Services Committee in the next Congress. His recent …

Legislation Proposed by Rep. Frank May Indicate Direction of New Congress on Securities Issues Read More »

On November 14, 2006, the SEC entered an order sanctioning the City of San Diego in a settled administrative proceeding based on multiple fraudulent municipal bond offerings. According to the Order, the City of San Diego engaged in fraud by …

City Of San Diego Sanctioned For Fraudulent Bond Offerings Read More »