Insider trading is a long-time key focus of the Commission’s Enforcement Program. Despite the fact that the Commission has repeatedly brought insider trading cases for both small amounts of ill-gotten gains and large amounts of trading profits  many still believe …

Insider Who Did Not Trade but Tipped Friend, Charged and Pays Read More »

Investment fund frauds are often based on a scheme focused on a specific group or one that that has been targeted.  The theme often aids the fraudster in marketing the shares to raise money. The case discussed below has some …

Investors Lose $1.9 Million to Con Man Read More »