Tag: stock loan fraud

There were news reports this week that Ponzi king Bernard Madoff’s brother, Peter, has agreed to plead guilty to criminal charges that will land him in jail for ten years. At the same time the NY AG settled a case …

This Week In Securities Litigation (Week ending June 30, 2012) Read More »

Tagged with: , , , ,

SEC Chairman Mary Schapiro appeared before Congress twice this week to testify. Before a Senate Committee she testified about mutual fund reform while before a House Committee her remarks focused on the loss at JPMorgan. SEC enforcement brought actions centered …

This Week In Securities Litigation (Week ending June 22, 2012) Read More »

Tagged with: , , , , , ,