Tag: SOX 304

The Commission settled its first strict liability no-fault SOX 304 action by agreeing to a settlement under which defendant Maynard L. Jenkins, the former CEO and Chairman of CSK Auto Corporation, would repay $2.8 million of the approximately $4.1 million …

SEC SETTLES JENKINS SOX 304 CASE Read More »

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The DOJ resolved a financial fraud action involving O’Reilly Automotive Inc. and CSK Auto Corporation by entering into a deferred prosecution agreement. Under the terms of the agreement CSK Auto took responsibility for the conduct of its employees who perpetrated …

DOJ FINANCIAL FRAUD CASE ENDS FOR CSK AUTO Read More »

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