Tag: sentencing

Another defendant in the on going Galleon insider trading investigation was sentenced to prison. This time it was Jason Goldfarb who previously pleaded guilty. The court sentenced Mr. Goldfarb to three years in prison. U.S. v. Goffer, No. 1:10-cr-00056 (S.D.N.Y.). …

ANOTHER GALLEON DEFENDANT IS SENTENCED TO PRISON Read More »

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The Eighth Court held that a person who pleads guilty to a criminal violation of Section 10(b) and Rule 10b-5 is entitled at sentencing to invoke the “no knowledge” provision of Exchange Act Section 32(a) to try and avoid a …

THE “NO KNOWLEDGE” DEFENSE APPLIES TO A CRIMINAL 10(b) CHARGE Read More »

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