Tag: personal benefit

When the Second Circuit handed down Newman the SEC joined with the Manhattan U.S. Attorney seeking rehearing en banc and arguing that the case would significantly hinder insider trading enforcement. Many wondered if the agency would move all it cases …

SEC ALJ Dismisses Insider Trading Claims Based on Dirks-Newman Read More »

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The battle lines are now clearly drawn over Newman and what constitutes impermissible tipping in violation of Exchange Act Section 10(b)(here). Previously, the Government filed a petition for certiorari arguing that Newman, which addressed the requirements of the Dirks personal …

Newman: Respondent’s Opposition to Supreme Court Review Read More »

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