FINRA and BATS brought a short selling, Rule 105 proceeding against Citigroup, perhaps representing a beginning to the SEC leveraging its resources in targeted areas under its new enforcement policy
FINRA and BATS brought a short selling, Rule 105 proceeding against Citigroup, perhaps representing a beginning to the SEC leveraging its resources in targeted areas under its new enforcement policy
The third part of a series analyzing the path of SEC Enforcement