Tag: investment fraud

A former managing principal of Blackstone Group, and a partner at Park Hill Group which raises capital for private equity, was charged by the SEC and Manhattan U.S. Attorney’s Office with fraud. The charges are based on claims that he …

SEC-USAO Charge Former Fund Principal With Fraud Read More »

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The SEC issued its final Dodd-Frank pay ratio rules this week by a 3-2 vote. It also issued its final registration rules for Security-Based Swap Dealers and Major Security-Based swap participants. More questions were raised this week regarding the propriety …

This Week In Securities Litigation (Week ending August 7, 2015) Read More »

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