Tag: Insider trading

Insider trading is a long-standing staple of SEC enforcement. The Commission has traditionally been quite aggressive in this area. The courts have typically been accommodating, adopting theories crafted by the agency and writing them into law based on Exchange Act …

Insider Trading, But Not In the Shares of the Firm Named in the Tip

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Last week the Commission filed two new enforcement actions. Each case centered on insider trading claims. Be careful, be safe this week. Rules: The Commission adopted certain reforms tied to investment advisers who operate exclusively through the internet on March …

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