Tag: gatekeepers

A key focus of the SEC Enforcement Division under Chairman Jay Clayton is retail investors. The program’s new focus comes at a time when it faces new challenges. Virtual currencies, whether the new tulip bubble or the latest and greatest …

The New SEC Enforcement Program: Anchored In A Long Held Tradition Read More »

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The halting of another offering fraud on Friday by the SEC has, unfortunately, become routine. Offering frauds in which promoters take the hard earned dollars of investors and give them rosy dreams and worthless pieces of paper are all to …

Gatekeepers For Preventing Fraud: Educated Investors Read More »

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