The Supreme Court heard argument this week on a case which may have a significant impact on the SEC’s enforcement program. It focuses on when the five year statute of limitations begins regarding the imposition of a penalty. The Commission …

This Week In Securities Litigation (Week ending January 11, 2013) Read More »

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SEC Chairman Mary Schapiro appeared before Congress twice this week to testify. Before a Senate Committee she testified about mutual fund reform while before a House Committee her remarks focused on the loss at JPMorgan. SEC enforcement brought actions centered …

This Week In Securities Litigation (Week ending June 22, 2012) Read More »

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