p>Section 2462 of Title 28 imposes a five year statute of limitations in “an action, suit or proceeding for the enforcement of any civil fine, penalty, or forfeiture . . .” Twice the SEC has told the Supreme Court that …

High Court Rejects SEC Effort to Avoid Limitation Period Again Read More »

Disgorgement, one of the SEC’s primary remedies, was the focus of intense debate during arguments before the Supreme Court in Kokesh v. SEC, No. 16-529 (S.Ct.) earlier this week. At issue was whether the remedy is subject to the five …

Supreme Court Considers Time Limits On SEC Disgorgement Claims Read More »