Tag: disgorgement

Disgorgement, one of the SEC’s primary remedies, was the focus of intense debate during arguments before the Supreme Court in Kokesh v. SEC, No. 16-529 (S.Ct.) earlier this week. At issue was whether the remedy is subject to the five

Tagged with: , ,

The Second Circuit holds that in an SEC case a portfolio manager who trades on inside information for a fund can be ordered to pay disgorgement based on what the profits of the fund.

Tagged with: ,
Top