A look forward; a look back: Is the increasing split among Justices of the Supreme Court over the proper approach to statutory construction causing confusion among the lower courts? Consider the recent decision by the Ninth Circuit Court of Appeals …
This Week In Securities Litigation (Week starting August 5, 2019) Read More »
The Commission passed Regulation Best Interest this week (here). The new Regulation governs the obligations of broker-dealers giving advice to retail investors, raising the existing standard. While it was built on the kind of fiduciary duty principles that govern investment …
This Week In Securities Litigation (Week ending June 7, 2019) Read More »